-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HH5jrj9Um0DssYDdtiEXgMTblFyagnK2acAmqklPpRcBB3kAw53hgYD9VAfYYEKd OiSAZAfm8nHGdrwQoPzZVQ== 0000927089-99-000095.txt : 19990308 0000927089-99-000095.hdr.sgml : 19990308 ACCESSION NUMBER: 0000927089-99-000095 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990305 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NORTHEAST INDIANA BANCORP INC CENTRAL INDEX KEY: 0000942898 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 351948594 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-48437 FILM NUMBER: 99558188 BUSINESS ADDRESS: STREET 1: 648 N JEFFERSON ST CITY: HUNTINGTON STATE: IN ZIP: 46750 BUSINESS PHONE: 2193563311 MAIL ADDRESS: STREET 1: 648 N JEFFERSON ST STREET 2: PO BOX 70 CITY: HUNTINGTON STATE: IN ZIP: 46750-0070 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: FIRST BANKERS TRUST CO NA CENTRAL INDEX KEY: 0000941473 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 370622729 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 1201 BROADWAY CITY: QUINCY STATE: IL ZIP: 62301 BUSINESS PHONE: 2172288064 MAIL ADDRESS: STREET 1: 1201 BROADWAY CITY: QUINCY STATE: IL ZIP: 62301 SC 13G 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Northeast Indiana Bancorp, Inc. --------------------------------------- (Name of Issuer) Common Stock $0.01 Par Value ---------------------------------------- (Title of Class of Securities) 664196102 ----------- (Cusip Number) June 1995 ---------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [x] Rule 13d-1(b) [ ] Rule 13d-1(c) [ ] Rule 13d-1(d) * The remainder of this cover page shall be filled out for a reporting person's initial filing of this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes.) - ----------------------------- CUSIP NO. 664196102 - ----------------------------- - -------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) NORTHEAST INDIANA BANCORP, INC. EMPLOYEE STOCK OWNERSHIP PLAN FIRST BANKERS TRUST COMPANY, N.A., TRUSTEE 37-1344113 - -------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] - -------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION DELAWARE - -------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 128,018 ---------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED BY 63,719 ---------------------------------- EACH 7 SOLE DISPOSITIVE POWER REPORTING 128,018 ---------------------------------- PERSON 8 SHARED DISPOSITIVE POWER WITH: 63,719 - -------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 191,737 - -------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES - -------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 11.53% - -------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* EP - Filing Pursuant to Rule 13d-1(b) - -------------------------------------------------------------------------- SCHEDULE 13G Item 1 (a): Name of Issuer: - -------------------------------------------------------------------------- Northeast Indiana Bancorp, Inc. Item 1 (b): Address of Issuer's Principal Executive Offices: - -------------------------------------------------------------------------- 648 North Jefferson Street Huntington, Indiana 46750 Item 2 (a): Name of Person Filing: - -------------------------------------------------------------------------- Northeast Indiana Bancorp, Inc. Employee Stock Ownership Plan First Bankers Trust N.A., Trustee Item 2 (b): Address of Principal Business Office: - -------------------------------------------------------------------------- 1201 Broadway Quincy, Illinois 62301 Item 2 (c): Citizenship: - -------------------------------------------------------------------------- Delaware Item 2 (d): Title of Class of Securities: - -------------------------------------------------------------------------- Common Stock, $.01 par value Item 2 (e): Cusip Number: - -------------------------------------------------------------------------- 664196102 Item 3: Type of Reporting Person: - ------------------------------------------------------------------------- If this statement is filed pursuant to Sections 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: (a)[ ] Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78o). (b)[ ] Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). (c)[ ] Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). (d)[ ] Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8). (e)[ ] An investment adviser in accordance with Section 240.13d- 1(b)(1)(ii)(E); (f)[x] An employee benefit plan or endowment fund in accordance with Section 240.13d-1(b)(1)(ii)(F); (g)[ ] A parent holding company or control person in accordance with Section 240.13d-1(b)(1)(ii)(G); (h)[ ] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); (i)[ ] A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); (j)[ ] Group, in accordance with Section 240.13d-1(b)(1)(ii)(J). If this statement is filed pursuant to Section 240.13d-1(c), check this box [ ]. Item 4: Ownership: - -------------------------------------------------------------------------- Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. (a) Amount beneficially owned: 191,737 (b) Percent of class: 11.53% (c) Number of shares as to which the person has: (i) Sole power to vote or to direct the vote 128,018 (ii) Shared power to vote or to direct the vote 63,719 (iii)Sole power to dispose or to direct the disposition of 128,018 (iv) Shared power to dispose or to direct the disposition of 63,719 SCHEDULE 13G Item 5. Ownership of Five Percent or Less of a Class: - -------------------------------------------------------------------------- If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ ]. Item 6. Ownership of More Than Five Percent on Behalf of Another Person: - -------------------------------------------------------------------------- Not Applicable Item 7. Identification and Classification of the Subsidiary which Acquired the Security being Reported on by the Parent Holding Company: - -------------------------------------------------------------------------- Not Applicable Item 8. Identification and Classification of Members of the Group: - -------------------------------------------------------------------------- Not Applicable Item 9. Notice of Dissolution of Group: - -------------------------------------------------------------------------- Not Applicable Item 10. Certification: - -------------------------------------------------------------------------- By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. Signature: - ---------------------- After reasonable inquiry and to the best of the knowledge and belief of the undersigned, the undersigned certifies that the information set forth in this statement is true, complete, and correct. Date: February 24, 1999 By: Northeast Indiana Bancorp, Inc. Employee Stock Ownership Plan First Bankers Trust N.A., Trustee Signature: /s/ Carman Walch -------------------------------- Name/Title: Carmen Walch Trustee -----END PRIVACY-ENHANCED MESSAGE-----